SEC Report on the Effects of Rule 19c-3 of the Act of 1934

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SEC Report on the Effects of Rule 19c-3 of the Act of 1934

SEC Report on the Effects of Rule 19c-3 of the Act of 1934

SEC Report on the Effects of Rule 19c-3 of the Act of 1934

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Vintage Collection

Product Code: OD545-2

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Description

The SEC announced Rule 19c-3 in 1980. The rule amended "Off-board trading restrictions".

This report provides and in-depth review the SEC's findings.

A Monitoring Report on the Operation and Effects of Rule 19c-3 Under the Securities Exchange Act of 1934

Directorate of Economic and Policy Analysis and Division of Market Regulation
August 1981
Booklet is approximately 8.5" x 11"
Around 75 pages
Condition: VG; as pictured, light wear